Dan Jones | Meet the Experts | LexisNexis
Dan Jones#10203

Dan Jones

With a strong focus on the fintech sector, Dan advises some of the world's leading financial services firms on all aspects of their UK and European regulatory obligations.

Dan has experience across the full spectrum and life cycle of financial services firms: from determining whether the firm's products or services are the subject of financial services regulation, assistance in obtaining a regulatory license, interpretation of applicable regulations and implementation guidance through to M&A regulatory due diligence and skilled person's reports in the event of regulatory investigation.

His clients include global retail and investment banks, asset managers, e-money issuers and payments services providers, crypto-asset issuers, wallets and exchanges.

Dan's notable work includes advice to the UK Open Banking implementation body, the development of a digital only retail bank for a U.S. headquartered global bank and preparing the regulatory license application for a leading global payment services provider.

Before joining Orrick, Dan spent more than a decade working in UK ‘magic circle’ law and ‘Big 4’ consulting firms, advising leading fintech's on regulatory issues across the UK, Europe and the Middle East.
Contributed to

5

Consumer credit agreements—pre-contract requirements
Consumer credit agreements—pre-contract requirements
Practice notes

This Practice Note examines pre-contract disclosure in consumer credit agreements under the disclosure regulations made under section 55 of the ...

Consumer credit—loans to employees and directors and employee share schemes
Consumer credit—loans to employees and directors and employee share schemes
Practice notes

This Practice Note examines the circumstances under which loans to employees or directors and employee share schemes may fall within the scope of the ...

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001
Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001
Practice notes

This Practice Note seeks to explain the types of agreements which will be exempt agreements under the FCA’s consumer credit regime. This Practice Note ...

Regulated activities relating to the provision of credit information services and credit references
Regulated activities relating to the provision of credit information services and credit references
Practice notes

This Practice Note provides an overview of the regulated activities of providing credit information services and providing credit references under ...

Regulated activities—credit broker
Regulated activities—credit broker
Practice notes

This Practice Note provides an overview of the main elements of the regulated activity of credit broking under the Financial Services and Markets ...

Practice Area

Panel

  • Consulting Editorial Board

Experience

  • Baker Botts (Special Counsel) (August 2021 - August 2022)
  • EY (Manager, Senior Manager) (May 2015 - August 2021)
  • Addleshaw Goddard (Associate) (September 2014 - June 2015)
  • Clifford Chance (Trainee, Associate) (March 2013 - September 2014)

Qualifications

  • Newcastle University, LL.B. (Hons), Law (2009)
  • Moorgate College of Law, LPC (2010)

Education

  • Newcastle University Law (2006-2009)

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