LEXISNEXIS_ICON4_SIGNIN Contact us
Contact us
Aaron Osborn#11279

Aaron Osborn

Financial Services Regulatory Lawyer, DWF LLP
Aaron has broad experience across the Financial Services sector, acting on compliance, advisory and contentious Investigations. 

Having spent two years working as the in house regulatory lawyer for Raymond James, the UK subsidiary of a Fortune 500 US wealth manager, Aaron has a detailed understanding of the wealth management sector and now represents UK wealth managers, advising on compliance, new business propositions, distribution and conduct risk. 

Aaron acts in matters involving systemic risk, multiple claims and (FOS) complaints as well as defending individuals and firms in enforcement action (civil and criminal) brought by the FCA (and other regulators). 

Practice Area

Panel

  • Contributing Author

Qualified Year

  • 2016

Experience

  • RPC (trainee) (2014 - 2016)
  • Raymond James Investment Services Limited (Legal and Compliance Officer) (2016 - 2018)
  • DWF (2018 - Present)

Qualifications

  • LPC (2013 to 2014)
  • Law LLB (2010 to 2013)

Education

  • BPP (2013 to 2014)
  • Queen Mary University of London (2010 to 2013)
Lexis+
Clear, practical guidance for all legal professionals

If you expected to see yourself on this page, click here.