Jankee Gohil
Jankee advises firms on a range of regulatory and compliance matters, with a particular focus on contentious regulatory work. She has significant experience advising asset managers in relation to FCA enforcement investigations and supervisory interventions, including s166 FSMA 2000 reviews and enquiries relating to market abuse. Other recent experience includes advising an unregulated firm under investigation by the FCA for breach of the general prohibition; advising a US headquartered bank in relation to an internal investigation; and advising multiple firms in relation to Ofgem enquiries / investigations. Jankee has also represented an individual in an FCA investigation which was closed with no enforcement action and assisted firm to successfully defend themselves against client complaints, including those referred to the FOS.
Jankee’s recent non-contentious experience includes advising a range of firms across the retail and wholesale sectors, as well as unregulated firms, on new and existing regulatory developments including topics such as the Consumer Duty, CRD VI, SMCR, systems and controls, financial promotions and licensing requirements. She has also been involved in providing training on the Consumer Duty and the FCA’s evolving approach to Supervision to members of trade associations (such as the Investment Association and UK Finance).
Jankee was previously seconded to the FCA’s Enforcement and Market Oversight Division where she worked as the lead investigator on several FCA investigations into firms and individuals.