Lisa Cawley

Partner, Kirkland & Ellis International LLP

Kirkland partner Lisa Cawley has extensive experience in financial services regulation, gained over more than 20 years. Lisa regularly advises on: governance and other compliance arrangements to comply with changes in EU / UK financial services regulation, including MiFID II and PRIIPS; the establishment of new investment, banking and insurance businesses in the UK, and applications for FCA authorisation; and the establishment of compliance processes for investment businesses, and ongoing regulatory advice.

Contributed to

1

EU SFDR Regulatory Technical Standards—FAQs

Practice notes

These Q&As answer some of the most frequently asked questions on the EU Sustainable Finance Disclosure Regulation (EU SFDR) (Regulation (EU) 2019/2088, as amended by Regulation (EU) 2020/852) regulatory technical standards (RTS). These Q&As cover, among other, product classification; Article 8 characteristics; principal adverse impact (PAI) data collection; use of third-party data; human rights due diligence and impact on non-EU managers.

Financial Services

Practice Area

Financial Services

Panel

Contributing Author

Experience

Slaughter and May (1991 - 2008)

Membership

Financial Conduct Authority’s AIFMD Group of Legal Experts
EVCA Public Affairs Executive Technical Group on the Alternative Investment Fund Managers Directive
Transatlantic Regulatory Lawyers Group