What is the Financial Services Enforcement Database?
The Database enables users to search across hundreds of UK enforcement actions brought by the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Payment Systems Regulator (PSR) and filter by multiple criteria such as rule breach.
“The enforcement database gives my team the ability to conduct targeted searches across financial services enforcement cases and to filter results by multiple criteria such as rule breach, keywords and both financial and non-financial penalties. It is an impressive tool for any financial services regulatory lawyer.”
Why use the Financial Services Enforcement Database?
Cut research time
The LexisNexis enforcement database provides detailed information on hundreds of Decision and Final Notices issued by the FCA, PRA, and PSR. Quickly and easily conduct targeted searches, analyse and compare data.
Stay up to date
Set up alerts within the LexisNexis enforcement database, so you are notified when new cases meeting your criteria are added or when updates are made to existing cases. Making it easy for you to stay up to date.
Reduce Risk
The Database provides valuable insights into the enforcement priorities of UK regulators and helps estimate the range of financial penalties, enabling users to make informed decisions and reduce their risk of becoming the subject of an enforcement action.
“The enforcement database enables regulatory lawyers like me to locate and analyse relevant Decision and Final Notices quickly and easily. Research tasks that would otherwise take hours can now be completed in minutes.”
“The enforcement database collates information in an easy-to-access form which can otherwise be difficult to find. I consider it to be a ‘must-have’ for anyone, like myself, who has a practice in financial services regulatory investigations & enforcement..”
Jas Jandu, Barrister, 7 Bedford Row
Try the LexisNexis Enforcement Database today
See the difference it could make to you and your team
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