Lexis Nexis
Butterworths Financial Regulation Service
Butterworths Financial Regulation Service covers the general principles and rules of financial regulation and also focuses on specific types of regulated business.
One Year Subscription Only Terms
Subscribers receive the product(s) listed on the Order Form and any Updates made available during the annual subscription period. Shipping and handling fees are not included in the annual price.
Subscribers are advised of the number of Updates that were made to the particular publication the prior year. The number of Updates may vary due to developments in the law and other publishing issues, but subscribers may use this as a rough estimate of future shipments. Subscribers may call Customer Support at 800-833-9844 for additional information.
Subscribers may cancel this subscription by: calling Customer Support at 800-833-9844; emailing customer.support@lexisnexis.com; or returning the invoice marked 'CANCEL'.
If subscribers cancel within 30 days after the product is ordered or received and return the product at their expense, then they will receive a full credit of the price for the annual subscription.
If subscribers cancel between 31 and 60 days after the invoice date and return the product at their expense, then they will receive a 5/6th credit of the price for the annual subscription. No credit will be given for cancellations more than 60 days after the invoice date. To receive any credit, subscriber must return all product(s) shipped during the year at their expense within the applicable cancellation period listed above.
Product description
Why you should buy Butterworths Financial Regulation Service
This comprehensive looseleaf work covers the general principles and rules of financial regulation and also focuses on specific types of regulated business. Written by a team of well-known authors comprising practising lawyers, regulators and academics, Butterworths Financial Regulation Service provides detailed, authoritative analysis and clear, practical guidance on the UK financial regulatory system.
The service is modular and is comprised of two core volumes (contained in four binders), covering general principles and rules, and five optional volumes, focusing on specific types of regulated business of which you choose those most relevant to your practice.
These additional volumes can be purchased with the Main Set, please contact customer services to add these volumes to your order.
Volume 3 - Investment Firms and Collective Investment Schemes
Volume 4 - Credit Institutions
Volume 5 - Markets
Volume 6 - Insurance, Lloyd's and Friendly Societies
Volume 7 - Insurance Mediation and Mortgages
Butterworths Financial Regulation Service will be updated six times a year, ensuring information is always up to date.
Table of contents
VOLUME 1.
Division A The Regulatory Structure in Operation;
Division B Financial Services and Markets Act 2000;
Division C Section 1 Statutes;
Division C Section 2 Statutory Instruments;
Division C Section 3 EU Materials;
Division C Section 4 Other Materials;
Division D Cases;
Division E EU Financial Services;
Division F FSA Glossary;
Division G General Sourcebook on High Level Transitional Provisions;
Division H High Level Standards (Firms);
Division I High Level Standards (Individuals);
Division J Money Laundering Requirements;
Division K Money Laundering Commentary;
Division L Electronic Commerce Requirements;
Division M Electronic Commerce Commentary;
Division N Electronic Money Requirements;
Division O Electronic Money Commentary;
VOLUME 2.
Division A Authorisation Requirements;
Division B Authorisation Commentary;
Division C Supervision Requirements;
Division D Supervision Commentary;
Division E Enforcement and Investigations Requirements;
Division F Enforcement and Investigations Commentary;
Division G Decision Making Requirements;
Division H Decision Making Commentary;
Division I Dispute resolution: Complaints Requirements;
Division J Complaints Commentary;
Division K Compensation Requirements;
Division L Compensation Commentary;
Division M Complaints Against the FSA Requirements;
Division N Complaints Against the FSA Commentary;
Optional Volumes
Volume 3: Investment Firms and Collective Investment Schemes
Volume 4: Credit Institutions
Volume 5: Markets
Volume 6: Insurance, Lloyd's and Friendly Societies
Volume 7: Insurance Mediation and Mortgages
