Lexis Nexis
Butterworths Financial Regulation Service Volume 3 - Investment Firms and Collective Investment Schemes
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Product description
Why you should buy Butterworths Financial Regulation Service
This additional volume of Butterworths Financial Regulation Service deals with the area of Investment Firms and Collective Investment Schemes, featuring full commentary on all aspects of the field, as well as outlining all the requirements needed.
Table of contents
Division A - Prudential Requirements for Investment Businesses;
Division B - Prudential Requirements for Investment Businesses; Commentary;
Division C - Conduct of Business Requirements;
Division D - Conduct of Business Commentary;
Division D.1 - Client Assets Requirements;
Division D.2 - Client Assets Commentary;
Division D.3 - New Collective Investment Schemes Requirements;
Division D.4 - New Collective Investment Schemes Commentary;
Division E - Collective Investment Schemes Requirements;
Division F - Collective Investment Schemes Commentary;
Division G - Professional Firms Requirements;
Division H - Professional Firms Commentary;
