964. Public censure, financial penalties and other disciplinary measures.
964. Public censure, financial penalties and other disciplinary measures.
Financial Services Regulation (Volume 50 (2022), paras 1–589; Volume 50A (2022), paras 590–1072) | Commentary(iv) Disciplinary Measures against Recognised Investment Exchanges and Clearing Houses
If the appropriate regulator1 considers that a recognised body2 or data reporting service provider2A has contravened a relevant requirement imposed on the body, it may publish a statement to that effect3. Where the Financial Conduct Authority ('FCA')4 is the appropriate regulator, a requirement
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