About Risk & Compliance
Lexis+ Risk & Compliance is an online practical guidance product for in-house legal and compliance teams dealing with the ever-increasing and ever-shifting burden of risk and compliance.
Risk management guides
Each guide identifies five key priorities for the area of risk, and gives a heads-up on why each is a priority area. The priority is explained in further detail, with a series of mini-checklists and action points.
Competition & antitrust law compliance
Having a clear understanding of the nature of competition law compliance and the associated risks/challenges for businesses is the first step to setting effective compliance arrangements. We help organisations with this.
GDPR compliance
Practical guidance tools, registers, training aids and other templates to help you comply with data protection law and manage privacy risks
Regulation
Helping in-house counsel, privacy and compliance professionals manage the regulatory burden. GDPR, BA, MLR and plenty more, we've got it covered.
Topics We Cover
Latest Risk & Compliance News
Law360, Expert analysis: 2025 brought the financially regulated community many gifts in the form of promised reforms. Michael Lewis, partner and head...
The European Commission has proposed a new cybersecurity package aimed at addressing increasingly sophisticated cyber and hybrid threats facing the...
Corporate Crime analysis: Rahman Ravelli’s legal director, Dr. Angelika Hellweger and associate, Tatiana Novikova outline the UK’s approach to...
EU Law analysis: Regulation (EU) 2025/2518 (the Procedural Regulation) lays down EU-wide procedural rules for the enforcement of the EU General Data...
The Legal Ombudsman (LeO) has published a Spotlight article explaining how it supports early resolution of legal service complaints. LeO reports that...
Latest Risk & Compliance Practice Notes
Appointing a European representative—data protectionThis Practice Note is intended for commercial organisations in the UK. It sets out the obligation...
Economic Crime (Transparency and Enforcement) Act 2022—an introductionIn recent years, there have been growing calls for the government to legislate...
Modern slavery risk management guideThis Practice Note is intended for commercial organisations within the UK. It should be read in conjunction with...
Doing business in: IndiaUpdated in December 2025IntroductionIndia is one of the fastest growing economies in the world. The Foreign Direct Investment...
Sanctions—legal services general licencesThis Practice Note provides a summary of Office of Financial Sanctions Implementation (OFSI) General Licences...
Latest Risk & Compliance Precedents
Message from CEO on introduction of fraud risk management policyDate: [insert date]From: [Insert name and job title]According to government figures,...
Labour practices code of conduct[[Insert organisation’s name] supports the principles of the Universal Declaration of Human Rights and the fundamental...
Fraud risk management—code of ethics[Insert organisation name] takes great pride in the way we conduct our business. Our Code of ethics embodies the...
Data portability request formPlease complete this form if you wish to ask us to transmit your personal data to you or another person in electronic...
Corporate criminal liability—risk management planThis corporate criminal liability risk management plan records the steps we have taken in planning...
Latest Risk & Compliance Q&As
Featured Risk & Compliance content
Can I charge a fee for dealing with a data subject access request?
How to plan and conduct an internal investigation
How to plan and conduct an internal investigationAn internal investigation is a legal process undertaken by an organisation (with or without outside...
Can a limited company make a subject access request? Can a director of a limited company ask for recordings of calls with us? If yes, what personal data must we provide?
Anti-bribery and corruption—post-training assessment answers
Anti-bribery and corruption—post-training assessment answersQuestionCorrect answer1. How many new offences does the Bribery Act 2010 create? (b)...
Who can certify identification documents (passports, driving licences, utility bills, etc)?
Money Laundering Regulations 2017—scope and application
Money Laundering Regulations 2017—scope and applicationThis Practice Note sets out the scope and application of the Money Laundering, Terrorist...
Money Laundering Regulations 2017—nominated officer
Money Laundering Regulations 2017—nominated officerThis Practice Note sets out when organisations must appoint a nominated officer (sometimes referred...
Sanctions regime—Russia
Sanctions regime—RussiaThe Russia (Sanctions) (EU Exit) Regulations 2019, SI 2019/855, made under the Sanctions and Anti-Money Laundering Act 2018...
How to manage legal risk
How to manage legal riskIt is often said that running a business means taking risks and that the biggest risk an entrepreneur can take is not to think...
Contract management risk management guide
Contract management risk management guideWhy you need to manage this riskContract management is often seen by the business as an activity which is...
Competition law compliance—post-training assessment answers
Competition law compliance—post-training assessment answersQuestionCorrect answer1. Competition law protects business and consumers from...
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyers
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
Anti-bribery and corruption—post-training assessment questions
Anti-bribery and corruption—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
How to create a legal risk register
How to create a legal risk registerThis Practice Note is intended for in-house lawyers. It explains how to create a legal risk register, a tool that...
Tipping-off and prejudicing an investigation
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
Confidentiality risk management guide
Confidentiality risk management guideWhy you need to manage this riskConfidential information is one of the most valuable assets of any business....
Records retention schedule
Records retention schedule1Introduction1.1This Record retention schedule accompanies and is incorporated into [insert organisation’s name]’s Records...
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businesses
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businessesThe Money...
Associated legal terms
Later stage finance
Capital that equity'>private equity firms generally provide to established, medium-sized companies that are breaking even or trading profitably. The company uses the capital to finance strategic moves, such as expansion, growth, acquisitions and management buyouts.
Money weighted rate of return
The calculation of the actual return achieved over a period, based partly upon cash in – and outflows of the fund. It is therefore not suitable for comparative analysis of investment managers' performance, since external cash flows are usually beyond the managers' control.
UK Export Finance
The trading name of the UK’s official Export Credit Agency, the Export Credits Guarantee Department.
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