About Risk & Compliance
Lexis+ Risk & Compliance is an online practical guidance product for in-house legal and compliance teams dealing with the ever-increasing and ever-shifting burden of risk and compliance.
Risk management guides
Each guide identifies five key priorities for the area of risk, and gives a heads-up on why each is a priority area. The priority is explained in further detail, with a series of mini-checklists and action points.
Competition & antitrust law compliance
Having a clear understanding of the nature of competition law compliance and the associated risks/challenges for businesses is the first step to setting effective compliance arrangements. We help organisations with this.
GDPR compliance
Practical guidance tools, registers, training aids and other templates to help you comply with data protection law and manage privacy risks
Regulation
Helping in-house counsel, privacy and compliance professionals manage the regulatory burden. GDPR, BA, MLR and plenty more, we've got it covered.
Topics We Cover
Latest Risk & Compliance News
This week's edition of Risk & Compliance weekly highlights includes the ICO's guidance on the new lawful basis of recognised legitimate interest and...
The Information Commissioner’s Office (ICO) has updated three guidances:...
The Foreign, Commonwealth & Development Office (FCDO), together with the Office of Financial Sanctions Implementation (OFSI), the Office of Trade...
The Office of Financial Sanctions Implementation (OFSI) has issued General Licence INT/2026/9247168 under regulation 64 of the Russia (Sanctions) (EU...
Corporate Crime analysis: The Court of Appeal unanimously dismissed Dana Astra’s appeal against the High Court’s findings that Dana Astra, as a...
Latest Risk & Compliance Practice Notes
STOP PRESS: This document is being updated to reflect implementation of the Data (Use and Access) Act 2025 (DUAA 2025) which amends the UK GDPR and...
The Office of Financial Sanctions Implementation (OFSI) is part of HM Treasury. It is involved in communicating about, implementing and enforcing...
Decisions are made all the time that are taken effectively and implemented well. But decisions are also made that may seem confused, over-complicated...
This Practice Note explores issues and best practice relating to the sharing of personal data between controllers (including joint controllers and...
This Practice Note explains what a business continuity plan (BCP) is, looks at industry standards requirements in relation to BCPs, and provides...
Latest Risk & Compliance Precedents
STOP PRESS: This document is being updated to reflect implementation of the Data (Use and Access) Act 2025 (DUAA 2025) which amends the UK GDPR and...
STOP PRESS: This document is being updated to reflect implementation of the Data (Use and Access) Act 2025 (DUAA 2025) which amends the UK GDPR and...
Litigation privilege acts to protect communications between (i) a lawyer and their client, or (ii) their client and a third party—see Practice Note:...
1Introduction1.1Bribery and corruption remain major issues in world trade, despite the many dedicated efforts to prevent them. They are very damaging...
1General informationDate of this report[Insert date]Date of last report[Insert date]Name and status of person submitting report[Insert name and...
Latest Risk & Compliance Q&As
Featured Risk & Compliance content
Can I charge a fee for dealing with a data subject access request?
How to plan and conduct an internal investigation
How to plan and conduct an internal investigationAn internal investigation is a legal process undertaken by an organisation (with or without outside...
Can a limited company make a subject access request? Can a director of a limited company ask for recordings of calls with us? If yes, what personal data must we provide?
Anti-bribery and corruption—post-training assessment answers
Anti-bribery and corruption—post-training assessment answersQuestionCorrect answer1. How many new offences does the Bribery Act 2010 create? (b)...
Who can certify identification documents (passports, driving licences, utility bills, etc)?
Money Laundering Regulations 2017—scope and application
Money Laundering Regulations 2017—scope and applicationThis Practice Note sets out the scope and application of the Money Laundering, Terrorist...
Money Laundering Regulations 2017—nominated officer
Money Laundering Regulations 2017—nominated officerThis Practice Note sets out when organisations must appoint a nominated officer (sometimes referred...
Sanctions regime—Russia
Sanctions regime—RussiaThe Russia (Sanctions) (EU Exit) Regulations 2019, SI 2019/855, made under the Sanctions and Anti-Money Laundering Act 2018...
How to manage legal risk
How to manage legal riskIt is often said that running a business means taking risks and that the biggest risk an entrepreneur can take is not to think...
Contract management risk management guide
Contract management risk management guideWhy you need to manage this riskContract management is often seen by the business as an activity which is...
Competition law compliance—post-training assessment answers
Competition law compliance—post-training assessment answersQuestionCorrect answer1. Competition law protects business and consumers from...
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyers
SRA Code of Conduct for Solicitors, RELs and RFLs—for in-house lawyersThis Practice Note provides guidance for in-house solicitors on the SRA Code of...
Anti-bribery and corruption—post-training assessment questions
Anti-bribery and corruption—post-training assessment questionsHow to use this testThese questions are designed to test your understanding after your...
How to create a legal risk register
How to create a legal risk registerThis Practice Note is intended for in-house lawyers. It explains how to create a legal risk register, a tool that...
Tipping-off and prejudicing an investigation
Tipping-off and prejudicing an investigationThere are several offences of tipping-off and prejudicing an investigation that apply to the regulated...
Confidentiality risk management guide
Confidentiality risk management guideWhy you need to manage this riskConfidential information is one of the most valuable assets of any business....
Records retention schedule
Records retention schedule1Introduction1.1This Record retention schedule accompanies and is incorporated into [insert organisation’s name]’s Records...
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businesses
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017—key information for businessesThe Money...
Associated legal terms
Handicap on the open labour market
Where an injured person is disadvantaged in seeking employment in the labour market as a result of a residual disability resulting from an injury, they are entitled to claim a head of damage commonly referred to as a award'>Smith v Manchester award, named after the case that popularised the claim.
KI
Potassium Iodide: Can be administered in tablet form to prevent accumulation of radioactive iodine (I-131) in the thyroid gland in the event of a nuclear emergency.
Loan Credit Default Swaps
A product, which is similar to a credit default swap, but referenced against loans.
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