Continuing obligations

This overview is a guide to the Corporate content within the Continuing obligations—AIM subtopic with links to the appropriate materials. It summarises the continuing rules and regulations to which a company with shares admitted to trading on AIM is subject.

Regulatory background

AIM is a market operated and regulated by the London Stock Exchange (LSE) in its capacity as a recognised investment exchange under the Financial Services and Markets Act 2000 (FSMA 2000). It is intended primarily for the trading of equity securities of smaller and growing companies. AIM is regulated separately from the Main Market for listed securities. The LSE publishes the AIM Rules for Companies (AIM Rules) which regulate admission to AIM and the continuing obligations of a company with shares admitted to AIM. AIM is not a UK regulated market but instead falls within the definition of a UK multilateral trading facility (within the meaning in the FCA Handbook).

The UK Market Abuse Regulation, which aims to increase market integrity and investor protection, applies to companies with securities admitted to trading on a UK multilateral trading facility (as well as companies with securities

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