The Prospectus Regulation—level 2 and level 3 measures

Copyright © 2025 LexisNexis
Published by a LexisNexis Banking & Finance expert
Practice notes

The Prospectus Regulation—level 2 and level 3 measures

Copyright © 2025 LexisNexis

Published by a LexisNexis Banking & Finance expert

Practice notes
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Prospectus Regulation—Level 2 measures

The tables below lists Commission Delegated Regulations relating to the EU Prospectus Regulation and the versions thereof, if any, which have been assimilated into domestic law and apply in the UK.

Level 2 measureVersion assimilated into domestic law, if anySubject
Commission Delegated Regulation (EU) 2019/980 (EU Prospectus RTS 1)Commission Delegated Assimilated Regulation (EU) 2019/980 (UK Prospectus RTS 1)EU Prospectus RTS 1 and UK Prospectus RTS 1 join together in a single act six empowerments of the EU Prospectus Regulation and uk prospectus regulation, respectively (Articles 9(14), 13(1), 13(2), 14(3), 15(2) and 20(11)) and cover:
  1. •

    the format of the prospectus, base prospectus and final terms, and the specific information which must be included in a prospectus

  2. •

    the reduced contents list and standard format of the EU Growth prospectus/UK Growth prospectus and its specific summary

  3. •

    the reduced information to be included in the simplified prospectus for secondary issuances

  4. •

    the minimum information to be included in the URD

  5. •

    criteria for the scrutiny of prospectuses, in particular

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Jurisdiction(s):
United Kingdom
Key definition:
UK Prospectus Regulation definition
What does UK Prospectus Regulation mean?

Retained Regulation (EU) 2017/1129 as it forms part of retained EU law as defined in the EU (Withdrawal) Act 2018

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