International risk & compliance management

Copyright © 2024 LexisNexis

The Lexology Panoramic jurisdiction-specific Q&A guides on risk & compliance management look at various topics, including relevant legislation, key elements of the regime, compliance requirements, current trends, enforcement and potential penalties for

To view the latest version of this document and thousands of others like it, sign-in with LexisNexis or register for a free trial.

Existing user? Sign-in TAKE A FREE TRIAL
Powered by Lexis+®
Latest Risk & Compliance News

New Risk & Compliance forecast as at 20 November 2024

Our new Risk & Compliance forecast (as at 20 November 2024) is now live. This month we report on items including: (1) publication of the long-awaited government guidance on the failure to prevent fraud offence; (2) consultation by the Financial Action Task Force (FATF) on proposed changes to FATF Standards and updates to grey listing criteria by FATF to increase focus on risk; (3) updates on the Data (Use and Access) Bill and Employment Rights Bill, and (4) three new consultations from the Solicitors Regulation Authority (SRA) on client money management and consumer protection.

HM Treasury issues advisory on Oil Price Cap evasion tactics

HM Treasury (HMT)and the Office of Financial Sanctions Implementation (OFSI) have released an advisory concerning the Oil Price Cap (OPC) regime. The guidance specifically addresses evasion strategies involving the manipulation of product origin through the use of fabricated and falsified Certificates of Origin (CO). This advisory aims to alert relevant parties to the risks associated with such practices and to enhance compliance efforts within the oil trade sector.

Risk & Compliance weekly highlights—21 November 2024

This week's edition of Risk & Compliance weekly highlights includes: the latest financial sanctions updates, an updated list of businesses not compliant with money laundering regulations from HM Revenue & Customs (HMRC), initiation of a consultation for legal regulators to combat economic crime by the Legal Services Board (LSB) and final versions of a suite of new guidance to support in-house solicitors from the SRA.

Failure to prevent fraud—Statutory guidance

Corporate Crime analysis: Following a wait of nearly 12 months since the failure to prevent fraud (FTPF) offence was enacted, the government has now issued the statutory guidance on the procedures which companies are expected to implement for the purpose of preventing the relevant underlying fraudulent conduct by persons associated with them and, where such conduct occurs, providing a potential defence to the offence . Written by John Binns and Alexander Gorst at BCL Solicitors LLP.

View Risk & Compliance by content type :  
News
Practice notes
Precedents
Q&As

Popular documents

How to create a risk register

How to create a risk registerManaging risk is not a one-off event, it is an ongoing process, as illustrated:This Practice Note provides guidance on evaluating and recording risks by way of a risk register—see Precedent: Risk register.What is risk?There is a widely accepted definition of risk,

Litigation register—in-house lawyers

Litigation register—in-house lawyersPlease click for the Precedent Litigation register.Please note that this register has been prepared in Excel and it therefore cannot be downloaded to Word.This Precedent Litigation register is intended for in-house lawyers and compliance professionals. A

Information security risk management guide

Information security risk management guideWhy you need to manage this riskInformation is an asset. Preserving and protecting that asset is critical to the commercial success of any organisation. It is not something you can tackle in isolation, as there are obvious overlaps with cyber security, data

If planning permission imposes restrictions on a licensed premises opening hours, once operational can

If planning permission imposes restrictions on a licensed premises opening hours, once operational can the personal licence holder apply for a Temporary Events Notice (TEN) to open for longer hours than those permitted in the planning permission?To use any property for a licensable activity both
How to create a risk register

How to create a risk register

How to create a risk registerManaging risk is not a one-off event, it is an ongoing process, as illustrated:This Practice Note provides guidance on evaluating and recording risks by way of a risk register—see Precedent: Risk register.What is risk?There is a widely accepted definition of risk,

Litigation register—in-house lawyers

Litigation register—in-house lawyers

Litigation register—in-house lawyersPlease click for the Precedent Litigation register.Please note that this register has been prepared in Excel and it therefore cannot be downloaded to Word.This Precedent Litigation register is intended for in-house lawyers and compliance professionals. A

Information security risk management guide

Information security risk management guide

Information security risk management guideWhy you need to manage this riskInformation is an asset. Preserving and protecting that asset is critical to the commercial success of any organisation. It is not something you can tackle in isolation, as there are obvious overlaps with cyber security, data

If planning permission imposes restrictions on a licensed premises opening hours, once operational can

If planning permission imposes restrictions on a licensed premises opening hours, once operational can

If planning permission imposes restrictions on a licensed premises opening hours, once operational can the personal licence holder apply for a Temporary Events Notice (TEN) to open for longer hours than those permitted in the planning permission?To use any property for a licensable activity both