Dealing with regulators

This subtopic contains practical guidance for commercial organisations on dealing with regulators, particularly when things go wrong. For each particular regulator, it covers issues such as:

Who/what is the regulator?
Summary of statutory or regulatory objectives (if any)
Is there a system of random compliance checks/visits?
Does the regulator have a formal enforcement strategy—if so, which parts of it are of relevance?
Common breaches
When and how to self-report to the regulator
Overlap with

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