Regulatory issues in lending transactions

This Overview is a guide to the Banking & Finance content within the Regulatory issues in lending transactions subtopic, with links to the appropriate materials.

For information on EU regulatory issues that have particular impact on the derivatives, debt capital markets and structured products markets, see: EU and UK regulation for derivatives lawyers—overview, EU and UK regulatory issues—structured products and securitisation—overview and EU and UK regulatory issues—debt capital markets—overview.

Introductory materials

Introductory guide to sustainable finance for banking and finance lawyers provides introductory information on sustainable finance, including an overview of the regulatory environment. Practice Note: Introductory guide to financial services regulation for banking and finance lawyers is an introductory guide to financial services regulation for banking and finance lawyers working in non-regulatory roles. It explains at a high level what is meant by financial services regulation, when transactional banking and finance lawyers need to think about regulatory issues, how to go about researching regulatory issues, and how to find out what regulations may be relevant on a finance transaction.

Loan Markets

Passporting

The EU passporting system for banks and financial services

To view the latest version of this document and thousands of others like it, sign-in with LexisNexis or register for a free trial.

TAKE A FREE TRIAL

Latest Banking & Finance News

Sustainable finance and ESG weekly round–up—21 November 2024

This week's edition of the Sustainable finance and ESG weekly round-up from the Finance Group includes: (1) ICC issues guidance on successful Carbon Pricing, (2) COP29 round up, and (3) ESAs issue ‘Fit-For-55’ climate scenario analysis results.

Banking and Finance weekly highlights—21 November 2024

This week's edition of Banking and Finance weekly highlights includes: (1) the decision in Kireeva v Bedzhamov where the Supreme Court has unanimously dismissed Ms Kireeva’s (Russian bankruptcy trustee’s) appeal to overturn the Court of Appeal’s’ decision; (2) HMLR announces changes to addresses for business customers; and (3) HMT consults on the case for a UK Green Taxonomy.

Supreme Court confirms application of immovables rule to English property

The Supreme Court has unanimously dismissed Ms Kireeva’s (Russian bankruptcy trustee’s) appeal to overturn the Court of Appeal’s’ decision regarding matters arising out of the bankruptcy of Mr Bedzhamov. Peter Declercq and Patrick Elliot, partners at DCQ Legal (who acted for Ms Kireeva), discuss the implications of the judgment.

ESMA seeks input on active account requirement under EMIR 3

The European Securities and Markets Authority (ESMA) has published a consultation paper on the conditions of the active account requirement (AAR) following the review of the European Market Infrastructure Regulation (EMIR 3). The AAR mandates that EU counterparties active in specific derivatives maintain an operational and representative account with an EU-authorised central counterparty. Responses are sought by 27 January 2025, with ESMA aiming to submit final draft regulatory technical standards (RTS) within six months of EMIR 3's enactment. ESMA plans to organise a public hearing on 20 January 2025.

View Banking & Finance by content type :

News