EU regulatory supervision

This subtopic contains the following documents:

Practice Notes

  1. Introduction to European financial services law and financial services coverage—a brief introduction to EU financial services law, describing the regulatory regime through brief guidance and by means of multiple links to relevant external materials, mainly hosted on EU websites and on the websites of other international institutions and multiple internal links to relevant commentary and analysis

  2. The application of EU legislation to non-EU EEA states—this Practice Note outlines the history and application of EU legislation to non-EU EEA states

  3. The European Supervisory Authorities (ESAs) and the European System of Financial Supervision—this Practice Note provides guidance on the European Supervisory Authorities (ESAs), the European Securities and Markets Authority (ESMA), the European Banking Authority (EBA) and the European Insurance and Occupational Pensions Authority (EIOPA), among other things, their roles and general powers to develop draft technical standards, and issue opinions, guidance and recommendations to national

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