Investment firms, trading venues, and data reporting services providers

This subtopic contains the following documents:

Practice Notes

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EU MiFID II and MiFIR—essentials—the recast Markets in Financial Instruments Directive 2014/65/EU (MiFID II) and the Markets in Financial Instruments Regulation (EU) 600/2014 (MiFIR) entered into force on 2 July 2014, and the majority of the provisions of MiFID II and MiFIR (together, the MiFID II framework) became applicable on 3 January 2018. This Practice Note outlines the main provisions contained in the EU’s MiFID II framework
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EU MiFID II and MiFIR—one minute guide—MiFID II and MiFIR govern the provision of investment services or activities in the EEA. This one-minute guide summarises the background to the MiFID II regime, who it applies to, key requirements and developments (including the European Commission review of MiFID II)
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EU MiFID II level 1 roadmap [Archived]—this document provides an article-by-article roadmap of the recast MiFID II, with corresponding provisions of the original Markets in Financial Instruments Directive (2004/39/EC) (MiFID I), a headline summary of changes from MiFID I, and amendments that have been made to the level 1 text

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