Financial services regulation essentials

This subtopic provides an overview of EU financial services regulation. It is aimed at lawyers who need a high level overview of the legal framework and key issues, and who are not specialised in Financial Services. For in-depth practical guidance on Financial Services, see the Financial Services practice area (subject to subscription).

Introductory material

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Practice Note Introduction to European financial services law and financial services coverage is an informal brief introduction to EU financial services law, describing the regulatory regime through brief guidance and by means of multiple links to relevant material, mainly hosted on the EU website and on the websites of other international institutions and of the UK government. There are also multiple relevant links to commentary and analysis provided by the EU Law module
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Practice Note An introduction to regulatory arbitrage in financial services defines and describes regulatory arbitrage. It focuses on the problem in the financial services sector in the EU. It gives examples of regulatory arbitrage and discusses how the regulatory regime responds
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Practice Note Remuneration issues in EU financial services and insurance—essentials discusses the EU remuneration provisions

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