Reporting

Reporting

This overview is a guide to the Lexis+® UK Financial Services content within the Reporting subtopic, with links to the appropriate materials.

Introduction

The FCA's reporting requirements provisions are set out in a variety of sources including the Principles for Businesses (PRIN), the Supervision Manual (SUP), the Transaction Reporting User Pack (TRUP), the Market Conduct rules (MAR) and the Financial Services and Markets Act 2000 (FSMA 2000).

The PRA's reporting requirements are also set out in a number of sources, including in the Fundamental Rules, Regulatory Reporting, Close Links and Change in Control parts of the PRA Rulebook, and in FSMA 2000.

The PRA works closely with the FCA in the collection and management of regulatory data. Much regulatory data for PRA firms continues to be collected by the FCA. This includes reporting via the FCA’s RegData system, the submission of firms’ controllers and close links reports and the reporting of changes to firms’ standing data.

Principle 11 of the FCA Handbook's Principles for Businesses (PRIN) and Fundamental Rule 7 of the PRA's Fundamental Rules, require a firm to deal

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