The Money Laundering Reporting Officer (MLRO)This Practice Note provides information on the role of the nominated officer and the Money Laundering...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Financial Conduct Authority—objectives and principlesThe role of the FCAThe Financial Conduct authority (FCA) forms part of the regulatory structure...
Conflict in Ukraine—UK sanctions tracker [Archived]ARCHIVED: This Practice Note is archived and is no longer maintained.This tracker aims to assist banking and finance, and financial services regulatory lawyers, track relevant developments published by the UK government in relation to the
Preventing money laundering and countering terrorist financing in financial services—one minute guideFinancial Services Enforcement Database: This incorporates detailed information on all substantive FCA and PRA Final Notices and, where available, Decision Notices from 2014 to present. The Financial
Financial Services analysis: Standard Chartered has rejected claims that it misled investors over allegations of bribery in Indonesia and non-compliance with sanctions on Iran. Responding for the first time to a lawsuit filed by scores of institutional shareholders in 2021, the bank said it was
If planning permission imposes restrictions on a licensed premises opening hours, once operational can the personal licence holder apply for a Temporary Events Notice (TEN) to open for longer hours than those permitted in the planning permission?To use any property for a licensable activity both
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