Regulation of over-the-counter derivatives

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This overview is a guide to the Financial Services content within the Regulation of over-the-counter derivatives subtopic, with links to appropriate materials.

UK EMIR

The principal measure regulating the over-the-counter (OTC) derivatives markets in the UK is Assimilated Regulation (EU) 648/2012 (UK EMIR).

For information on UK EMIR, including recent developments, see Practice Notes:

  1. •

    UK EMIR—essentials

  2. •

    EMIR—one minute guide

  3. •

    European Market Infrastructure Regulation (EMIR)—level 2 and level 3 measures, and

  4. •

    UK EMIR—timeline

UK EMIR’s requirements for CCPs

A CCP is a type of financial institution (also known as a clearing house) which facilitates the clearing of both OTC derivatives and exchange-traded

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Financial Services—other developments (23/12/2024)

A round-up of other developments, which have not been covered in full by the LexisNexis Financial Services practical guidance team but may nevertheless be of interest.

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