Financial Services Enforcement Database

The Financial Services Enforcement Database is a powerful tool which enables users to locate, analyse and compare data in relation to UK financial services enforcement cases quickly and easily. It contains detailed information on all substantive Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) Final Notices and, where available, Decision Notices from 2014 to the present. It also includes Decision Notices issued by the Payment Systems Regulator (PSR).

To access the Financial Services Enforcement Database, click here. More information on how to use the Database is provided in that document. If you have any questions or would like a demo or training on the Database, please contact us at lexispslfinancialservices@lexisnexis.co.uk.

Using the Enforcement Database, users can conduct targeted searches across hundreds of UK enforcement cases. They can filter results by multiple criteria such as rule breach, sector, keywords, relevant period, seriousness factors, aggravating and mitigating factors, settlement discounts, and financial and non-financial penalties. The Database provides comprehensive summaries of each Decision or Final Notice and enables users to view the Notices themselves as well as any press releases issued by the regulator with respect

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Latest Financial Services News

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BoE welcomes API Panel of Expert recommendations to enhance cross-border payments

The Bank of England (BoE) has welcomed recommendations by the API Panel of Experts (APEX) for the development of payment APIs. The recommendations were published in the October 2024 report to the G20 by the Bank for International Settlements’ Committee on Payments and Market Infrastructures (CPMI): ‘Promoting the harmonisation of application programming interfaces to enhance cross-border payments: recommendations and toolkit’. The BoE views the recommendations and their associated action items as a timely and practical push for increased harmonisation of APIs in cross-border payments which is in line with the objectives of the G20’s cross-border payments programme.

PRA corrects error in Solvency II standard formula mass lapse life underwriting risk rule

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FCA publishes Handbook Notice 125

The Financial Conduct Authority (FCA) has published Handbook Notice 125 which describes the changes made to the FCA Handbook and other materials by the FCA Board and its Executive Regulation and Policy Committee under their legislative and statutory powers on 9 December 2024, 13 December 2024 and 19 December 2024. The changes effected through several instruments take effect on various dates commencing on 20 December 2024.

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