Appraisal & personal development

The essence of any performance management process is the relationship between employee and manager. Both should know what needs to be done to meet their own goals and contribute to those of the organisation as a whole.

Why are appraisals important?

Good performance management helps everyone to understand:

  1. what the firm is trying to achieve

  2. their role in helping the firm achieve its goals

  3. the skills and competencies that they need to fulfil their role

  4. the standards of performance required

  5. how they can develop their performance and contribute to the development of the firm

  6. how they are doing

  7. when there are performance problems

Regulatory requirements

There is no specific SRA requirement to conduct appraisals.

You must comply with statutory obligations under the Equality Act 2010. For further guidance, see subtopic: Equality and diversity (E&D)—overview.

The SRA's Statement of solicitor competence sets out the continuing competencies the SRA requires from all solicitors—these are mandatory and are integral to meeting the requirement to provide a proper standard of service to clients. For further information about the competence regime, see Practice Note: The

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Right to work guidance updated on Digital Verification Service checks

The Home Office has issued an updated version of its ‘Employer’s guide to right to work checks’ document, with the changes primarily related to simplifying the information on digital checks for employers of British and Irish citizens who have a valid passport (or Irish passport card). The new version has removed various technical details which were previously intended for providers of these digital verification services, and revised the relevant terminology, so that ‘Digital Verification Service (DVS)’ now includes both the terms Identity Service Providers (IDSPs) and Identity Document Validation Technology (IDVT). This is stated to align the guidance with the terminology used in the UK digital identity and attributes framework and the Data (Use and Access) Act 2025. Guidance and requirements specifically for DVS are now set out in a separate, supplementary code for digital right to work checks. The relevant guidance for employers has been revised. Although it is not currently mandatory for employers to use a DVS certified against the ‘trust framework’ and the supplementary code, this position will change ‘in the near future’, and it will become mandatory to use a DVS listed on the register of certified DVS (maintained by the Office for Digital Identities and Attributes (OfDIA)). In other changes, the new version reiterates that an original expired BRP is not proof of a right to work, and instead an online check must be taken. It also confirms that short-term entry clearance vignettes are being phased out, and that increasingly persons recently issued entry clearance will only have their eVisa to rely on for these purposes, so will need to create a UKVI account as soon as possible and can do this from overseas. In relation to asylum seekers with a pending claim, the guidance now states that they can also volunteer whilst their claim is considered without being granted permission to work, but they can only carry out 'paid' work if they have been granted permission to work under the Immigration Rules, Part 11, paras 360 or 360C. Previously the reference in our quotation marks to ‘paid’ work stated ‘voluntary’ work

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